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The Lic 9040 form plays a crucial role in ensuring the safety and well-being of children in various child care settings across California. This form, officially known as the Child Care Facility Roster, is designed for child care centers, infant care centers, school-age centers, and family child care homes. It serves as a vital record that must be maintained for a minimum of three years. According to California's Health and Safety Code, each child care facility is required to keep an up-to-date roster of all children receiving care. This roster must include essential details such as the child's name, address, and birthdate, along with the names and daytime phone numbers of their parents or guardians. Additionally, it requires the name and phone number of the child's physician. While the Lic 9040 form is optional, it provides a structured way for facilities to organize this important information, ensuring that it is readily available for licensing agencies upon request. Keeping this roster in a central location within the facility helps streamline communication and enhances the overall safety protocol for child care providers.

Sample - Lic 9040 Form

STATE OF CALIFORNIA—HEALTH AND HUMAN SERVICES AGENCY

CALIFORNIA DEPARTMENT OF SOCIAL SERVICES

CHILD CARE FACILITY ROSTER (RETAIN FOR 3 YEARS)

CHILD CARE CENTERS, INFANT CARE CENTERS, SCHOOL AGE CENTERS AND FAMILY CHILD CARE HOMES

NOTE: This roster must be kept in a central location at the facility, updated as needed and made available to the licensing agency upon request.

Health and Safety Code Section 1596.841 requires that each child care facility maintain a current roster of children who are provided care in the facility. The roster shall include the child’s name, address, names and day phone numbers of the parent(s) or guardian(s) and name and phone number of the child’s physician. This is an optional form that may be used for this purpose.

FACILITY NAME:

FACILITY LICENSE NUMBER:

DATE/UPDATE:

CHILD’S NAME/

BIRTHDATE

ADDRESS

PARENT/GUARDIAN

NAME(S)

DAYTIME PHONE OF PARENT/GUARDIAN

PHYSICIAN NAME

AND PHONE

DATE

ENROLLED

DATE LEFT

LIC 9040 (10/05)

File Specs

Fact Name Details
Form Purpose The LIC 9040 form is used to maintain a roster of children in child care facilities in California.
Governing Law Health and Safety Code Section 1596.841 mandates the maintenance of this roster.
Retention Period Facilities must keep the roster for a minimum of three years.
Central Location The roster must be kept in a central location within the facility.
Availability It must be made available to the licensing agency upon request.
Required Information The roster must include children's names, addresses, and parent/guardian contact information.
Optional Use This form is optional, but it serves as a useful tool for compliance.
Facility Information Facilities must provide their name and license number on the form.
Child's Physician The roster must also include the name and phone number of each child's physician.
Enrollment Dates Each entry must indicate the date a child was enrolled and the date they left the facility.

Lic 9040 - Usage Guidelines

Filling out the Lic 9040 form is an important step for child care facilities in California. It helps maintain a current roster of children receiving care, ensuring compliance with state regulations. This form should be kept in a central location at your facility and updated as needed. When completed, it will be available for review by the licensing agency upon request.

  1. Gather Necessary Information: Collect details for each child, including their name, birthdate, and address. You will also need the parent or guardian's name(s) and daytime phone number, as well as the child’s physician's name and phone number.
  2. Fill in the Facility Information: Start by entering the facility name and license number at the top of the form. Also, include the date or the date of the most recent update.
  3. Complete the Child’s Information: For each child, write down their full name and birthdate. Then, fill in their address.
  4. Provide Parent/Guardian Details: Write the name(s) of the parent(s) or guardian(s) next to the child’s information. Include their daytime phone number to ensure easy communication.
  5. Enter Physician Information: Record the name of the child’s physician and their phone number. This is important for any health-related emergencies.
  6. Document Enrollment Dates: For each child, indicate the date they were enrolled in the facility. If applicable, also fill in the date they left the facility.
  7. Review for Accuracy: Double-check all entries for accuracy. Ensure that all required fields are completed and that the information is up-to-date.
  8. Store the Form: Keep the completed form in a central location at the facility. Remember, it should be updated as needed and made available for the licensing agency upon request.

Your Questions, Answered

What is the purpose of the Lic 9040 form?

The Lic 9040 form is designed to help child care facilities maintain a current roster of children in their care. This roster must include essential information such as each child’s name, address, and the names and daytime phone numbers of their parents or guardians. Additionally, it requires the name and phone number of the child’s physician. Keeping this roster up to date is crucial for compliance with California Health and Safety Code Section 1596.841.

Who is required to use the Lic 9040 form?

All child care facilities in California, including child care centers, infant care centers, school-age centers, and family child care homes, are required to maintain a roster of children. While the Lic 9040 form is optional, it serves as a helpful tool for facilities to meet the legal requirements and ensure they have the necessary information readily available for licensing agencies.

How long should the Lic 9040 form be retained?

The Lic 9040 form must be retained for a period of three years. This retention period ensures that the facility can provide accurate records if requested by the licensing agency. It’s important to keep the roster in a central location within the facility and update it as needed to reflect any changes in enrollment.

What information must be included on the Lic 9040 form?

The Lic 9040 form must include the following information for each child: the child’s name and birthdate, their address, the names and daytime phone numbers of the parent(s) or guardian(s), the name and phone number of the child’s physician, the date the child was enrolled, and the date the child left the facility. This comprehensive information helps ensure the safety and well-being of the children in care.

Where should the Lic 9040 form be kept?

The Lic 9040 form should be kept in a central location within the child care facility. It should be easily accessible and updated as needed. When requested by the licensing agency, the facility must be prepared to provide this roster promptly. Ensuring that this form is readily available helps maintain compliance and supports the health and safety of all children in care.

Common mistakes

  1. Failing to include the facility name and license number. This information is essential for identifying the child care facility.

  2. Not updating the form regularly. The roster must be current and should reflect any changes in enrollment or contact information.

  3. Omitting important details about the child. Each child's name, birthdate, and address must be accurately recorded.

  4. Leaving out the names and daytime phone numbers of parents or guardians. This information is crucial for emergencies and communication.

  5. Not including the physician’s name and phone number. This detail is necessary for health-related emergencies.

  6. Using outdated forms. Always ensure that you are using the most recent version of the LIC 9040 form.

  7. Failing to retain the roster for the required three years. Keeping this document accessible is important for compliance.

  8. Not making the roster available to the licensing agency upon request. This can lead to compliance issues during inspections.

Documents used along the form

When managing a child care facility, several forms and documents complement the Lic 9040 form. These documents help ensure compliance with regulations and promote the safety and well-being of children. Below is a list of common forms used alongside the Lic 9040.

  • LIC 700 - This is the Child Care Facility Application form. It is used to apply for a license to operate a child care facility. This document provides essential information about the facility and its operators.
  • LIC 9210 - This form is the Emergency Disaster Plan. It outlines procedures for handling emergencies, ensuring that staff and children know what to do in various situations.
  • LIC 500 - The Personnel Report form collects information about staff members, including their qualifications and background checks. This is crucial for maintaining safety standards in the facility.
  • LIC 9041 - This is the Child Care Facility Roster for Family Child Care Homes. Similar to the Lic 9040, it serves to keep track of children in family child care settings.
  • LIC 9221 - The Child Care Facility Health and Safety Checklist helps facilities assess their compliance with health and safety regulations. Regular use of this checklist can prevent issues before they arise.
  • LIC 9150 - This form is used for reporting incidents or unusual occurrences. Keeping a record of such events is important for maintaining a safe environment.
  • LIC 9227 - The Child Care Facility Inspection Report is completed by licensing officials during inspections. This report outlines any findings and recommendations for improvement.
  • LIC 9188 - This is the Child Care Facility Parent Handbook. It provides parents with information about policies, procedures, and expectations at the facility, fostering clear communication.

Each of these documents plays a vital role in the operation of a child care facility. They help maintain compliance with regulations, ensure safety, and facilitate communication between caregivers and parents. Keeping these forms organized and up-to-date is essential for a successful child care program.

Similar forms

The Lic 9040 form is similar to the Child Enrollment Form, which is commonly used in various educational and childcare settings. Like the Lic 9040, the Child Enrollment Form collects essential information about children enrolled in a program. It typically requires details such as the child's name, birthdate, and contact information for parents or guardians. This document also serves to ensure that facilities have up-to-date records for communication and emergency purposes, promoting the safety and well-being of children in their care.

Another document akin to the Lic 9040 is the Emergency Contact Form. This form is crucial for childcare facilities to have on hand in case of emergencies. It includes information about the child, as well as contact details for parents and alternate caregivers. Similar to the Lic 9040, it emphasizes the importance of maintaining accurate and accessible information, ensuring that caregivers can reach the appropriate individuals quickly during critical situations.

The Health and Safety Inspection Report also shares similarities with the Lic 9040. This report is a requirement for childcare facilities to document compliance with health and safety regulations. While the Lic 9040 focuses on children's information, the Health and Safety Inspection Report ensures that the environment is safe for those children. Both documents reflect the overarching goal of safeguarding the health and welfare of children in care settings.

The Attendance Log is another document that resembles the Lic 9040. This log records the daily attendance of children at a childcare facility. It includes similar identifying information about each child, such as names and enrollment dates. Maintaining an accurate Attendance Log, like the Lic 9040, is vital for tracking children's participation and ensuring that facilities can respond effectively in case of emergencies.

The Parent Consent Form is also comparable to the Lic 9040. This document is used to obtain permission from parents or guardians for various activities, such as field trips or medical treatment. While it serves a different purpose, it still gathers critical information about the child and their caregivers. Both forms underscore the importance of parental involvement and consent in the care and education of children.

Lastly, the Child Health Record is similar to the Lic 9040 in that it documents essential health information for each child. This record typically includes vaccination history, allergies, and other medical concerns. Just as the Lic 9040 requires the name and phone number of a child’s physician, the Child Health Record ensures that caregivers have access to vital health information, thereby enhancing the safety and well-being of children in their care.

Dos and Don'ts

When filling out the Lic 9040 form, it’s crucial to be thorough and accurate. Here’s a list of important dos and don’ts to guide you through the process.

  • Do ensure that the facility name is clearly stated at the top of the form.
  • Do include the facility license number to avoid any confusion.
  • Do fill in the date of the update or when the roster was last completed.
  • Do provide complete and accurate information for each child, including their full name and birthdate.
  • Do list the address of each child’s residence to maintain clear records.
  • Do include the names and daytime phone numbers of all parents or guardians.
  • Do ensure the child’s physician’s name and phone number are included for emergencies.
  • Do keep the roster in a central location for easy access by the licensing agency.
  • Don’t forget to update the roster regularly as children enroll or leave the facility.
  • Don’t leave any fields blank; incomplete forms can lead to issues with compliance.

By following these guidelines, you can help ensure that the Lic 9040 form is completed accurately and efficiently. This will not only help with compliance but also ensure the safety and well-being of the children in your care.

Misconceptions

There are several misconceptions about the Lic 9040 form that can lead to confusion for child care providers. Here are some common misunderstandings:

  • It’s mandatory to use the Lic 9040 form. Many believe this form is required, but it is actually optional. Providers can choose to create their own roster as long as it includes the necessary information.
  • The roster doesn’t need to be updated regularly. Some think that once the roster is filled out, it can be left unchanged. In reality, the roster must be updated as needed to ensure accuracy.
  • Only children currently enrolled need to be listed. A common myth is that past attendees can be omitted. However, the roster should include all children who have been enrolled, noting when they left.
  • There are no specific requirements for the information collected. Many assume any information is acceptable. In fact, the roster must include specific details like the child’s name, address, and parent contact information.
  • It’s only for large child care centers. Some people think this form is only applicable to large facilities. However, it is relevant for all types of child care providers, including family child care homes.
  • The roster can be stored anywhere in the facility. It’s a misconception that the roster can be kept in any location. It must be kept in a central location and accessible to the licensing agency upon request.
  • There are no consequences for not maintaining a roster. Some believe that failing to keep an updated roster is inconsequential. In reality, not maintaining this document can lead to penalties or licensing issues.
  • Parents do not need to be informed about the roster. It’s a misconception that parents are not involved. Providers should inform parents about the roster and the information it contains.
  • Once submitted, the information is no longer needed. Many think that after the roster is created, it’s done. However, it must be retained for three years, as per regulations.

Understanding these misconceptions can help ensure compliance and maintain a safe and organized child care environment.

Key takeaways

Filling out and using the Lic 9040 form is essential for compliance with California's child care facility regulations. Here are key takeaways to keep in mind:

  • Maintain a Central Location: Keep the roster in a central location within the facility for easy access.
  • Update Regularly: Update the roster as needed to ensure accuracy and compliance.
  • Availability: Make the roster available to the licensing agency upon request.
  • Required Information: Include each child's name, address, and birthdate on the roster.
  • Parent/Guardian Details: List the names and daytime phone numbers of the parent(s) or guardian(s).
  • Physician Contact: Provide the name and phone number of each child's physician.
  • Enrollment Dates: Record the date each child was enrolled and the date they left the facility.
  • Retention Period: Retain the roster for a minimum of three years.
  • Optional Use: Note that this form is optional but highly recommended for compliance.

Ensuring that the Lic 9040 form is filled out correctly can help avoid potential issues during inspections. Stay proactive in managing your child care facility's records.